Important Disclosure Information
Clarfeld Financial Advisors LLC (“Clarfeld“) is an SEC registered investment adviser located in Tarrytown, New York. Clarfeld and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Clarfeld maintains clients. Clarfeld may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Clarfeld’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Clarfeld’s web site on the Internet should not be construed by any consumer and/or prospective client as Clarfeld’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Clarfeld with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Clarfeld, please contact the SEC or the state securities regulators for those states in which Clarfeld maintains a notice filing. A copy of Clarfeld’s current written disclosure statement discussing Clarfeld’s business operations, services, and fees is available from Clarfeld upon written request. Clarfeld does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Clarfeld web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Clarfeld), will be profitable or equal any historical performance level(s).
Certain portions of Clarfeld’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Clarfeld (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Clarfeld, or from any other investment professional. Clarfeld is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Clarfeld is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Clarfeld by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. A copy of our written disclosure statement on Part 2A of Form ADV discussing our services, fees and conflicts remains available upon request.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Clarfeld’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Clarfeld, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Clarfeld’s web site, to release and hold harmless Clarfeld, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Clarfeld.
PLEASE NOTE: Clarfeld offers a variety of services, including investment advisory, financial planning, tax preparation, and non-investment related consulting. The type and scope of the Clarfeld engagement will depend upon the client’s specific needs and direction. A client can engage Clarfeld to provide one or more services per the terms and conditions of one or more written engagement agreements. Not all clients will receive all Clarfeld service offerings.
BLOG DISCLOSURE: Please remember that past performance may not be indicative of future results. Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment, investment strategy, or product (including the investments and/or investment strategies recommended or undertaken by Clarfeld Financial Advisors, LLC), or any non-investment related content, made reference to directly or indirectly in this blog will be profitable, equal any corresponding indicated historical performance level(s), be suitable for your portfolio or individual situation, or prove successful. Due to various factors, including changing market conditions and/or applicable laws, the content may no longer be reflective of current opinions or positions. Moreover, you should not assume that any discussion or information contained in this blog serves as the receipt of, or as a substitute for, personalized investment advice from Clarfeld Financial Advisors, LLC. To the extent that a reader has any questions regarding the applicability of any specific issue discussed above to his/her individual situation, he/she is encouraged to consult with the professional advisor of his/her choosing. Clarfeld Financial Advisors, LLC is neither a law firm nor a certified public accounting firm and no portion of the blog content should be construed as legal or accounting advice. A copy of the Clarfeld Financial Advisors, LLC’s current written disclosure statement discussing our advisory services and fees is available for review upon request. PLEASE NOTE: Clarfeld Financial Advisors, LLC does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Clarfeld Financial Advisors, LLC’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.